Three systems for one answer
CFPB complaints, IAPD disclosures, and state records live in separate tabs.
Report-first diligence
Diligence you can hand to clients
Diligenca turns scattered complaint records, SEC disclosures, and state registration history into a clean risk report your clients and compliance team can actually read.
Sample Report
Sample Union Bank
Normalized identity: FDIC 18412 · CFPB company match 94%
RISK SCORE
72
Review advised
Red flag summary
Complaints rose in the last two quarters, with mortgage servicing and payoff timing as repeated categories. No recent SEC enforcement action was found for the matched entity.
2026 Q2 · Complaint volume +18%
2026 Q1 · State registration renewed
2025 Q4 · Disclosure language unchanged
Advisor notes
Client context: compare complaint trend against current lender shortlist before June review meeting.
Problem
Public data exists. Usable diligence does not.
Paper trail by copy-paste
Screenshots and notes are hard to defend in client files.
Enterprise tools are too heavy
Broad wealth platforms are priced and shaped for larger teams.
Solution
Search once. Get the report.
Type a firm name or ticker, confirm the correct match, and Diligenca assembles the complaint history, disclosure trail, and risk notes into a single advisor-ready report.
01
Search the entity
Enter a name, firm, or ticker.
02
Confirm the match
Inspect likely public-source matches.
03
Export the report
Download the PDF and save the record.
Features
Built for report-first diligence
Entity Match Review
Confirm the right institution before the report is built.
Complaint Timeline
Surface complaint spikes and category trends from public complaint records.
Disclosure Digest
Pull key regulatory and disclosure events into plain-language summaries.
Client-Ready PDF
Export a clean report with sources, score, and red flags.
Watchlist Alerts
Track counterparties and refresh reports when new events appear.
Advisor Notes
Add internal notes before saving the report to your client file.
Workflow
From search to signed-off report
1
Search the entity.
Keep the match, score, sources, and saved record in one review trail.
2
Review the evidence.
Keep the match, score, sources, and saved record in one review trail.
3
Export and retain.
Keep the match, score, sources, and saved record in one review trail.
CFPB · 2026-05-26
18 complaint records matched
SEC/IAPD · 2026-05-26
2 disclosure events reviewed
State · 2026-05-23
Registration active in 4 states
Sample Report
Show the client what you saw
Every report is structured so a client, compliance lead, or partner can understand the risk story fast: what was found, why it matters, and where the data came from.
Sample Report
Sample Union Bank
Normalized identity: FDIC 18412 · CFPB company match 94%
RISK SCORE
72
Review advised
Red flag summary
Complaints rose in the last two quarters, with mortgage servicing and payoff timing as repeated categories. No recent SEC enforcement action was found for the matched entity.
2026 Q2 · Complaint volume +18%
2026 Q1 · State registration renewed
2025 Q4 · Disclosure language unchanged
Advisor notes
Client context: compare complaint trend against current lender shortlist before June review meeting.
Proof
Made for advisors who need a paper trail
“We used to spend half a day building diligence packets by hand. Now it takes minutes and the output is cleaner.”
“The watchlist alone is worth it. We can see when a lender's complaint pattern changes before a review meeting.”
10-minute turnaround
3 public-source families
Built for solo advisors and small firms
Pricing
Start per report. Upgrade when it becomes routine.
Single Report
$15/report
For one-off diligence before a client conversation.
- One generated diligence report
- PDF export
- Source timeline
- Advisor notes
Advisor
$150/month
For firms making diligence part of every review.
- Unlimited reports
- Saved history
- Watchlist alerts
- Team comments
- Monthly billing export
Compliance Desk
Contact us
For multi-user review desks and broker-dealer teams.
- Multi-user access
- Shared templates
- White-label exports
- Priority data refresh support
FAQ
Questions advisors ask before they trust a report
Where does the data come from?
Diligenca organizes public complaint, filing, and disclosure sources including CFPB complaint records and SEC/IAPD disclosures into one report workflow.
Can I verify the source myself?
Yes. Each report keeps source labels, refresh dates, and links visible so advisors can trace the evidence behind the score.
Is this a replacement for compliance review?
No. Diligenca accelerates diligence preparation and documentation. Final suitability and compliance decisions remain with the advisor or supervising firm.
Can I save reports for recurring client reviews?
Yes. Saved reports stay in history, and watched entities can be re-run when new complaints or disclosures appear.
Do I need a subscription to try it?
No. The entry plan is pay per report, so small firms can test the workflow before standardizing it.
What if there are multiple similar firms?
Diligenca shows a match review step before report generation so you can confirm the correct entity before the PDF is created.
Stop building diligence packets by hand
Generate a clean report, keep the paper trail, and move faster on every client review.